Assessing technological and sustainable performance in maritime transport through the SFA metafrontier framework
Published in Economics
This paper addresses these gaps by asking: How do variations in technological advancement influence the sustainable efficiency of major global ports? We examine 50 leading ports worldwide over 2000–2023 using Stochastic Frontier Analysis (SFA) within a metafrontier framework, which allows efficiency to be measured relative to both group-specific frontiers and a global best-practice frontier. Within this setting, we quantify the Technology Gap Ratio (TGR) to capture the distance between group technologies and the metafrontier (Battese et al., 2004;, et al., 2008). In line with work that incorporates environmental externalities into performance analysis (Gu et al., 2025), our model embeds key sustainability factors alongside conventional inputs.
The study makes three contributions. First, it develops an Environmental Indicator (EI) that aggregates port-level practices—renewable energy use, waste management, air-quality monitoring, onshore power supply, and incident response—thus providing a composite measure aligned with international reporting. Second, it applies an SFA-based metafrontier with a flexible translog specification to capture non-linearities, factor interactions, and time-varying technological change across heterogeneous environments (Kumbhakar & Lovell, 2000; Battese et al., 2004). Third, by combining environmental and operational dimensions in a global, cross-cluster dataset, it delivers comparative evidence on where and how technological gaps constrain sustainable efficiency—thereby generating actionable insights for policy and management.
Conceptually, we distinguish between sustainable ports and green ports: the former integrate environmental, economic, and social objectives, while the latter emphasize minimizing environmental impacts through clean technologies and eco-efficient operations. This distinction matters because the technological gap—the degree to which a port’s available technology lags behind the global frontier—directly conditions its capacity to operationalize sustainability strategies at scale.
However, while the literature is rich in documenting best practices and emerging technologies, there is limited empirical evidence comparing ports across different regions and technological levels. In light of the growing environmental demands facing the maritime industry, this study sets out to explore how variations in technological advancement affect port sustainability. Specifically, it aims to measure and analyze the technological efficiency gaps across leading global ports between 2000 and 2023, using a metafrontier stochastic frontier analysis approach. The goal is to generate empirical evidence that can inform strategic decisions for advancing green port development through technological innovation.The hypothesis guiding this study is During the period 2000–2023, ports with smaller technological gaps and greater adoption of environmental technologies tend to achieve higher sustainability performance.
A sustainable port and a green port are conceptually linked: both prioritize environmental responsibility, but while a sustainable port integrates social, economic, and ecological dimensions, a green port specifically focuses on minimizing environmental impact through clean technologies and eco-efficient operations. Importantly, the technological gap between ports directly affects their capacity to implement sustainability measures; thus, closing this gap is essential for advancing the green and sustainable transformation of global port systems.
The distinctive contribution of this study lies in its methodological innovation and empirical scope. First, it proposes and applies an Environmental Indicator (EI) to quantify port-level environmental performance, using a composite of normalized sub-indicators aligned with international benchmarks. Second, it utilizes the Stochastic Frontier Analysis (SFA) to assess port efficiency in resource usage. Finally, by applying the metafrontier framework, the study enables comparative efficiency assessments across heterogeneous technological environments, thus identifying specific technological gaps.
This article is structured as follows. Section 1 introduces the study, while Section 2 reviews the relevant literature. Section 3 describes the SFA-based metafrontier methodology applied to evaluate port efficiency and technological gaps, as well as the sample, variables, and clustering criteria for the 50 ports analyzed. Section 4 presents the empirical results, including efficiency scores by cluster and a comparative assessment of performance. Section 5 discusses the findings and outlines their managerial, practical and policy implications. Finally, Section 6 summarizes the main conclusions and highlights possible directions for future research.
Delfin-Ortega, O.V. Assessing technological and sustainable performance in maritime transport through the SFA metafrontier framework. Discov Sustain 6, 1319 (2025). https://doi.org/10.1007/s43621-025-02200-x
Follow the Topic
-
Discover Sustainability
A multi-disciplinary, open access, community-focussed journal publishing results from across all fields relevant to sustainability research whilst supporting policy developments that address all 17 of the United Nations Sustainable Development Goals (SDGs).
Related Collections
With Collections, you can get published faster and increase your visibility.
Food, Societies and Sustainability: Contemporary Concerns around Local Food Production and Consumption
Food goes far beyond nutrition. It reflects sociocultural identities and territorial heritage, consumption dynamics, economic development, public policies, sustainability concerns, food production, distribution and consumption. Understanding food production and food products, practices and strategies offers key insights into both historical traditions and contemporary lifestyles. Around the world, food and drink serve as powerful symbols of identity and attract interest through diverse value chains, economic interests and cultural expressions. On the other hand, traditional and local food systems contribute to cultural heritage, biodiversity conservation and sustainability matters from environmental, sociocultural and economic concerns.
The Collection "Food, societies and sustainability: Contemporary concerns around local food production and consumption" explores how food is locally produced, promoted and protected through public and private initiatives, food-based experiences, media platforms, and sustainable dietary and productive practices. It encourages contributions that examine how food concerns are shaped in contemporary societies, how globalization is affecting local food cultures, emphasizing the role of food as both tangible and intangible cultural heritage. Food preferences, food stereotypes, and attitudes towards food sustainability, analysed through the lenses of generational gaps and gender differences are also welcomed. This Collection seeks original research and case studies using both qualitative and quantitative methods.
Keywords: Food Systems, Food culture, Food Production, Locality, Heritage, Tourism, Gastronomy, Agricultural Biodiversity, Livestock Biodiversity, Food Sustainability, Regenerative Tourism.
This Collection supports and amplifies research related to SDG 2, SDG 3, SDG 4, SDG 5, SDG 10, SDG 12, and SDG 17.
Publishing Model: Open Access
Deadline: Sep 30, 2026
Clean Water and World Sustainability
Water is the lifeblood of our planet, fundamental to all life forms and a cornerstone of human progress. Yet, despite its critical importance, ensuring universal access to clean and safe water remains a pressing global challenge. In the face of complex issues such as climate change, urbanization, and population growth, the need for sustainable water management has never been more urgent. Water security, quality, and accessibility are integral to fulfilling the United Nations' Sustainable Development Goal (SDG) 6, which emphasizes ensuring the availability and sustainable management of water and sanitation for all. However, the path to water sustainability is laden with challenges, ranging from the pollution and contamination of freshwater resources to the degradation of ecosystems that support vital water cycles.
In this context, the proposed research collection, “Clean Water and World Sustainability”, aims to compile pioneering research that addresses the multifaceted issues surrounding clean water, ecosystem health, and global sustainability. This collection seeks to showcase groundbreaking solutions and interdisciplinary approaches that promote sustainable water practices while considering the broader environmental, economic, and social impacts of water use.
We welcome contributions from scholars worldwide that present original research on topics such as: (i) the impact of industrial and agricultural practices on water quality and availability; (ii) advances in water treatment technologies and wastewater management; (iii) the role of freshwater ecosystems in mitigating climate change; (iv) sustainable water governance models and policy frameworks; and (v) the interaction between water scarcity, human health, and socioeconomic development.
This collection provides a unique platform for researchers to disseminate their cutting-edge findings on transformative solutions to the world’s water crisis and contribute to global sustainability efforts. The research presented will not only inform policy decisions but also empower local communities, industry leaders, and environmental advocates to take action in safeguarding and rejuvenating this invaluable resource.
This Collection supports and amplifies research related to: SDG 6 & SDG 11
Keywords: Water Accessibility and Management; Water Security; Water Treatment Technologies; Sustainable Development; Ecosystem Health; Interdisciplinary Approaches; Sewage/Wastewater Reuse
Publishing Model: Open Access
Deadline: Sep 30, 2026
Please sign in or register for FREE
If you are a registered user on Research Communities by Springer Nature, please sign in